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Effective from 2019-11-17 - Nov 16 2019 To view other versions open the versions tab on the right
Employees of the financial institution are responsible for the implementation of policies, procedures, and controls of AML/CTF, including:
a)
Following and implementing policies and procedures of AML/CTF and being aware of the need to comply with the laws, regulations, and guidelines applicable in this field.
b)
Ensuring that no actions are taken on behalf of a customer when such actions are required to be taken by that customer in accordance with the internal instructions.
c)
Performing daily tasks in accordance with the internal work procedures of the financial institution and in a manner consistent with the relevant laws and instructions.
d)
Reporting immediately to the AML/CTF compliance officer when there are reasonable grounds for suspicion of a ML/TF transaction.
e)
Refraining from disclosing or implying any information about suspicious transactions linked to a certain customer or that certain transactions are under investigation internally or externally.
f)
Taking the appropriate measures to ensure that no clues are given when requesting information from a customer.
g)
Providing full assistance in investigations related to ML/TF.
