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Appendix (B): Documents Required to Obtain SAMA’s Written Non-Objection for Senior Positions
No: 199400000067
Date(g): 9/9/2019 | Date(h): 10/1/1441
Where the position requires SAMA’s prior written non-objection, the Financial Institution shall submit a request to SAMA requiring so in accordance with the method specified in Appendix (C) herein, along with the following documents:
No.
Documents
Attached
Yes
No
1
A scanned PDF Copy of the Financial Institution’s letter signed by the CEO or the Board’s Chairman.
2.
A scanned PDF copy of the Fit and Proper Form completed and signed by the candidate for the Senior Position and certified by the Financial Institution. The requirements stipulated in such Form shall also be fulfilled.
3
A digital WORD copy of the Fit and Proper Form completed.
4
A copy of the results of the Fit and Proper Assessment conducted by the Financial Institution, along with any assessment-related documents.
5
A copy of the results of the Fit and Proper Assessment conducted by the concerned committees of the Financial Institution for each nomination request relating to the chief compliance officer, chief risk officer or director of internal audit.
6
An updated copy of the candidate’s CV.
7
Copies of the verified official academic certificates.
8
For Saudis, a copy of the passport and a copy of the national ID.
9
For non-Saudis, a copy of the passport and a copy of the resident identity (Iqama).
10
Organizational Structure of the Financial Institution, and the position.
11
Job description for the position.
12
Replacement plan for non-Saudis, covering the provisions of Article (3) hereof.
