Annex: Instructions for Publishing Banking Penalties
| No: 391000035993 | Date(g): 17/12/2017 | Date(h): 29/3/1439 | Status: In-Force |
Translated Document
Effective from 2017-12-17 - Dec 16 2017
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Classification Guide for Banking Violations
| Subject of Violation in the Punitive Decision | Subject of Violation when Published |
| Violation of Banking Procedures Instructions (Judicial) | Violation of Central Bank Supervisory Instructions |
| Violation of Banking Procedures Instructions (Civil) | Violation of Central Bank Supervisory Instructions |
| Violation of Banking Procedures Instructions (Security) | Violation of Central Bank Supervisory Instructions |
| Violation of Instructions on Disclosure and Seizure of Balances and Accounts | Violation of Central Bank Supervisory Instructions |
| Violation of Inspection Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Data Request Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Liquidity Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of SIBOR Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Interest Rate Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Requirements for Appointments in Leadership Positions | Violation of Central Bank Supervisory Instructions |
| Violation of Instructions for Opening Branches and Installing ATMs | Violation of Central Bank Supervisory Instructions |
| Violation of Instructions for Outsourcing Tasks to Third Parties | Violation of Central Bank Supervisory Instructions |
| Violation of Banking Products and Services Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Clearing House Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of SARIE Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Electronic Service Level Instructions via the Saudi Payments Network | Violation of Central Bank Supervisory Instructions |
| Violation of Internal Bank Policies and Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Security Safety Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Saudization Program Instructions | Violation of Central Bank Supervisory Instructions |
| Violation of Operational Rules and Procedures for the Saudi Payments Network | Violation of Central Bank Supervisory Instructions |
| Violation of Customer Protection Instructions | Violation of Central Bank Customer Protection Instructions |
| Violation of Automated Claims Processing Instructions (CPS) | Violation of Central Bank Customer Protection Instructions |
| Violation of Anti-Money Laundering and Counter-Terrorism Financing Instructions | Violation of Central Bank Due Diligence Instructions for Anti-Money Laundering and Counter-Terrorism Financing. |
| Violation of Bank Account Opening and Operation Instructions | Violation of Central Bank Due Diligence Instructions |
| Violations of Central Bank Performance Level Instructions for ATMs and POS Devices | Violations of Central Bank Performance Level Instructions for ATMs and POS Devices |
| Other | Violation of Central Bank Supervisory Instructions |