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Attachment
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Effective from Sep 19 2017 - Mar 30 2015
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The review should address the following: | ||
1. | The Banks existing liquidity management organization, policies, procedures, processes and controls are to be assessed against the Principles outlined in the document. | |
2. | The Internal Auditor should make the following assessment against each Principle outlined in the Guidance document: | |
1. | Fully Compliant | |
2. | Largely Compliant | |
3. | Adequate but improvements are needed | |
4. | Largely Non-compliant | |
5. | Non-compliant | |
3. | For those principles where assessment is less than Fully Compliant, the weaknesses and gap should be identified. | |
4. | A detailed plan should be made for each weakness/gap along with the actions to be taken and the time frame for completion of the corrective actions. |