Skip to main content

Attachment

Effective from Sep 19 2017 - Mar 30 2015
To view other versions open the versions tab on the right

The review should address the following: 
 
1.The Banks existing liquidity management organization, policies, procedures, processes and controls are to be assessed against the Principles outlined in the document.
 
2.The Internal Auditor should make the following assessment against each Principle outlined in the Guidance document:
 
 1.Fully Compliant
 2.Largely Compliant
 3.Adequate but improvements are needed
 4.Largely Non-compliant
 5.Non-compliant
 
3.For those principles where assessment is less than Fully Compliant, the weaknesses and gap should be identified.
 
4.A detailed plan should be made for each weakness/gap along with the actions to be taken and the time frame for completion of the corrective actions.