Principles
| No: 42005223 | Date(g): 15/9/2020 | Date(h): 28/1/1442 | Status: In-Force |
Translated Document
- Responsibilities of the Board of Directors Regarding Compliance.
- Responsibilities of Senior Management Regarding Compliance
- Principle (2) General Principle: Effective Management of Non-Compliance Risks
- Principle (3) Preparation, Update, and Approval of Compliance Policy, Responsibility, Sanctions, Monitoring, and Reporting on Non-Compliance Risks
- Principle (4) Responsibility for Establishing and Developing the Compliance Unit
- Compliance Unit Principles
- Other Matters
4882