Chapter Three: Functions, Tasks, and Responsibilities of the Unit.
| No: 43037826 | Date(g): 1/12/2021 | Date(h): 26/4/1443 | Status: In-Force |
Translated Document
- Principle (4): Key Characteristics of the Unit
- Principle (5): Internal Audit Policy
- Principle (6): Organization, Tasks, and Responsibilities of the Unit
- Organizational Structure and Reporting
- Requirements and Responsibilities of the Head of the Unit
- SAMA's Non-Objection to Appointing or Changing the Unit Head
- Internal Work Procedures for the Unit
- Units and Entities Subject to Internal Audit and the Audit Cycle
- Risk Assessment Methodology
- Risk-Based Internal Audit Plan
- Information Technology for the Unit
- Quality Assurance and Performance Improvement Program
- Periodic Reports to the Audit Committee
- Database and Document/Report Storage
- Principle (7): Scope of the Unit's Work
- Principle (8): The Unit's Relationship with Second Line of Defense Units and External Auditors
- Principle (9): Internal Audit of the Bank’s Subsidiaries
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